-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JD1gceTodGa8bysmNgmkq5YBPfulNsc9t0LFgrXJwZLUF3LSjhlgh4ubGcDkMpTN Xtjl3cIRAFnyfVgRYDt+Qg== 0000950131-97-001027.txt : 19970222 0000950131-97-001027.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950131-97-001027 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD GROUP MEMBERS: DAVERMAN JAMES E GROUP MEMBERS: LLOYD D RUTH GROUP MEMBERS: MARQUETTE MANAGEMENT PARTNERS GROUP MEMBERS: MARQUETTE VENTURE ASSOCIATES LP GROUP MEMBERS: MARQUETTE VENTURE PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STERICYCLE INC CENTRAL INDEX KEY: 0000861878 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 363640402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49489 FILM NUMBER: 97534017 BUSINESS ADDRESS: STREET 1: 1419 LAKE COOK RD STREET 2: SUITE 410 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479456550 MAIL ADDRESS: STREET 1: 1419 LAKE COOK RD STREET 2: STE 410 CITY: DEERFIELD STATE: IL ZIP: 60015 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVERMAN JAMES E CENTRAL INDEX KEY: 0001033489 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 500 CORPORATE CENTRE STREET 2: 520 LAKE COOK ROAD SUITE 450 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474058396 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------- SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )/1/ Stericycle, Inc. ---------------- (Name of Issuer) Common Stock, $0.01 Par Value Per Share --------------------------------------- (Title of Class of Securities) 858912108 ----------- (CUSIP Number) ----------- - ------------------- /1/The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 12 Pages - ----------------------- --------------------- CUSIP NO. 858912108 13G PAGE 2 OF 12 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: Marquette Venture Partners, L.P. 1 S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 36-3504827 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,154,731 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,154,731 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,154,731 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 15.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 858912108 13G PAGE 3 OF 12 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: Marquette Venture Associates, L.P. 1 S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 36-3504831 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,154,731 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,154,731 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,154,731 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 15.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 858912108 13G PAGE 4 OF 12 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: Marquette Management Partners 1 S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 36-3504830 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Illinois - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,154,731 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,154,731 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,154,731 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 15.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 858912108 13G PAGE 5 OF 12 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: James E. Daverman 1 S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,154,731 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,154,731 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,154,731 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 15.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 858912108 13G PAGE 6 OF 12 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: Lloyd D. Ruth 1 S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,024 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,154,731 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,024 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,154,731 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,155,755 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 15.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a) Name of Issuer: Stericycle, Inc. ("Stericycle") Item 1(b) Address of Issuer's Principal Executive Offices: 1419 Lake Cook Road Suite 410 Deerfield, IL 60015 Item 2(a) Name of Person Filing: This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(f) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Act"): (i) Marquette Venture Partners, L.P. ("MVP"), a Delaware limited partnership, by virtue of its direct beneficial ownership of 1,154,731 shares of common stock, par value $0.01 per share (the "Common Stock"), of Stericycle; (ii) Marquette Venture Associates, L.P. ("MVA"), a Delaware limited partnership, as the sole general partner of MVP; (iii) Marquette Management Partners ("MMP"), a Delaware general partnership, as the sole general partner of MVA; (iv) James E. Daverman ("Mr. Daverman"), an individual, as a general partner of MMP; and (v) Lloyd D. Ruth ("Mr. Ruth"), an individual, as a general partner of MMP and by virtue of the vesting (as of within 60 days of December 31, 1996) of options to purchase 1,024 shares of Common Stock. MVP, MVA, MMP, Mr. Daverman and Mr. Ruth are hereinafter collectively referred to as the "Reporting Persons." The Reporting Persons have entered into a Joint Filing Agreement, dated February 13, 1997, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(f)(1) under the Act. Item 2(b) Address of Principal Business Office or, if none, Residence: The address of the principal business office of each of the Reporting Persons is: Corporate 500 Centre 520 Lake Cook Road, Suite 450 Deerfield, Illinois 60015 Page 7 of 12 Pages Item 2(c) Citizenship: MVP and MVA are limited partnerships organized under the laws of Delaware. MMP is a general partnership organized under the laws of Illinois. Mr. Daverman and Mr. Ruth are United States citizens. Item 2(d) Title of Class of Securities: Common Stock, $0.01 par value per share. Item 2(e) CUSIP Number: 858912108 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or 13d-2(b), check whether the persons filing is a: The persons filing are not described in any category listed under this item. Item 4. Ownership. MVA is the sole general partner of MVP; MMP is the sole general partner of MVA; and Mr. Daverman and Mr. Ruth are the general partners of MMP. As a result of such relationships, MVA, MMP and both Messrs. Daverman and Ruth may be deemed to share voting and dispositive power with respect to the shares held by MVP, and each of the Reporting Persons may be deemed beneficially to own the following number of shares: (a) Amount Beneficially (b) Percent of Class: Owned:
MVP 1,154,731 15.6% MVA 1,154,731 15.6% MMP 1,154,731 15.6% Daverman 1,154,731 15.6% Ruth 1,155,755 15.6%
(c) Number of shares as to which such person has: (i) Sole power to vote or (ii) Shared power to direct the vote: vote or to direct the vote:
MVP None 1,154,731 MVA None 1,154,731
Page 8 of 12 Pages
MMP None 1,154,731 Daverman None 1,154,731 Ruth 1,024 1,154,731 (iii) Sole power to dispose or to (iv) Shared power to dispose or direct the disposition of: to direct the disposition of: MVP None 1,154,731 MVA None 1,154,731 MMP None 1,154,731 Daverman None 1,154,731 Ruth 1,024 1,154,731
On September 5, 1996, MVP acquired 53,811 shares of Common Stock through the exercise of warrants. On August 28, 1996, Mr. Ruth entered into a Stock Option Agreement with Stericycle pursuant to which, within 60 days of December 31, 1996, Mr. Ruth will have a vested right to acquire 1,024 shares of Common Stock. Each Reporting Person expressly disclaims beneficial ownership of any shares of Common Stock beneficially owned by each other Reporting Person. ITEM 5 OWNERSHIP OF FIVE PERCENT OF LESS OF A CLASS: --------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: ------------------------------------------------ No other person has the right to receive or the power to direct the receipt of dividends from, or other proceeds from the sale, of the shares. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: -------------------------------------------------------- Not applicable. Page 9 of 12 Pages ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------- Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: ------------------------------- Not applicable. ITEM 10 Certification: -------------- Not applicable. Page 10 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: FEBRUARY 13, 1997 MARQUETTE VENTURE PARTNERS, L.P. MARQUETTE VENTURE ASSOCIATES, L.P. MARQUETTE MANAGEMENT PARTNERS By: /s/ Lloyd D. Ruth ----------------------------------- Lloyd D. Ruth as authorized signatory /s/ James E. Daverman -------------------------------------- JAMES E. DAVERMAN /s/ Lloyd D. Ruth -------------------------------------- LLOYD D. RUTH Page 11 of 12 Pages EXHIBIT A AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G ------------------------ The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G (the "Schedule 13G") to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any subsequent amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Date: FEBRUARY 13, 1997 MARQUETTE VENTURE PARTNERS, L.P. MARQUETTE VENTURE ASSOCIATES, L.P. MARQUETTE MANAGEMENT PARTNERS By: /s/ Lloyd D. Ruth ----------------------------------- Lloyd D. Ruth as authorized signatory /s/ James E. Daverman -------------------------------------- JAMES E. DAVERMAN /s/ Lloyd D. Ruth -------------------------------------- LLOYD D. RUTH Page 12 of 12 Pages -----END PRIVACY-ENHANCED MESSAGE-----